DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V•••• W••••• S••••••••• L••

Former SEC-registered adviserNorman, OklahomaCRD 288541SEC 801-110614IAPD
Legal name V•••• F•••••••• S••••••••• L••
Latest filing Aug 31, 2017
First filing on the tape May 11, 2017 · 5 filings
RAUM
$3.0M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$600,000
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$3.0M as of Aug 31, 2017
May 11, 2017$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 31, 2017
May 11, 20171 then
Employees (5.A)2 as of Aug 31, 2017
May 11, 20172 then
Private funds: no history
Practice profile
derived from the filing of Aug 31, 2017; every figure names its basis
RAUM per advisor
$600,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$200,000derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.4derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
L••• Z•••••• M•••••••••Certified Financial Planner, Chartered Financial ConsultantOklahoma City, OkJun 13, 201717 y2
R•••••• C•••• W•••••Oklahoma City, OkJul 31, 201710 y1
W•••••• V••••• M•••••Oklahoma City, OkNov 15, 201910 y1
L•••••• N••••• B•••••Oklahoma City, OkDec 7, 202210 y1
M•••••• G••• D•••••Oklahoma City, OkJan 18, 202412 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M••••••••• L•••• Z•••••• · Managing Member & Chief Compliance Officercontrol
    since 06/2017 · owns 75% or more
Related persons
Schedule D 7.A
  • V•••• I•••••••• B••••••••• L••
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Oklahoma City, Ok500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 15
    Jun 13, 2017 to Aug 31, 2017
  • Discretionary RAUM · $0 to $2.9M
    Jun 13, 2017 to Aug 31, 2017
  • Non-discretionary RAUM · $0 to $100,000
    Jun 13, 2017 to Aug 31, 2017
  • RAUM · $0 to $3.0M
    Jun 13, 2017 to Aug 31, 2017
  • Legal name · V•••• W••••• S••••••••• L•• to V•••• F•••••••• S••••••••• L••
    May 15, 2017 to Jun 2, 2017
Signals
2 dated events
  • D•••• T••• D••••• left V•••• W••••• S••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-06-23)
    May 9, 2022 · Advisor changed firm · fact
  • V•••• W••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
    May 11, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/22345176reportedpublic record, Form ADV, Sep 19, 2026
Website
vaultwealth.usreportedpublic record, Form ADV, Sep 19, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$600,000derivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026