RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Sep 12, 2022 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 4, 2018 to Aug 30, 2022 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerJul 15, 2016 to Apr 19, 2018 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 7, 2013 to Jul 19, 2016 · Chicago, Il
- T• A••••••••• I••• formerJun 7, 2013 to Jul 19, 2016 · Chicago, Il
- W•••• F•••• A••••••• wirehouseJun 27, 2012 to May 23, 2013 · Skokie, Il
- W•••• F•••• A••••••• wirehouseOct 2, 2009 to Sep 21, 2010 · Deerfield, Il
- W•••• F•••• A••••••• wirehouseJul 16, 2008 to Jul 15, 2009 · Deerfield, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 30, 2022, registered Sep 12, 2022 (13 days) · Wirehouse to wirehouse · moved with a team
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 19, 2018, registered May 4, 2018 (15 days) · RIA to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Jul 19, 2016, registered Jul 15, 2016 (-4 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 19, 2016, registered Jun 7, 2013 (-1138 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to T• A••••••••• I•••left May 23, 2013, registered Jun 7, 2013 (15 days) · Other
- A•••• V••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-09-12)Aug 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address