E•••• A••••• L••••

• W•••• F•••• A••••••• wirehouse current
  since Nov 14, 2023 · Glendale, Az
• V••••••• A•••••••• I••• BD affiliated
  Jul 19, 2022 to Oct 20, 2023 · Scottsdale, Az
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Jul 6, 2011 · Scottsdale, Az
• W•••• F•••• I••••••••• L•• unclassified
  Sep 4, 2007 to Jan 3, 2011 · Goodyear, Az

• V••••••• A•••••••• I••• to W•••• F•••• A•••••••
  left Oct 20, 2023, registered Nov 14, 2023 (25 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to V••••••• A•••••••• I•••
  left Jul 6, 2011, registered Jul 19, 2022 (4031 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

• E•••• A••••• L•••• left V••••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2023-11-14)
  Oct 20, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address