RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• P••••• H••••••
- C••••• P••••••• L•• independent RIA currentsince Apr 25, 2023 · Louisville, Ky
- C••••• P••••••• O••• L•• institutionalSep 13, 2021 to Apr 21, 2023 · New York, Ny
- G• J• K••••• I••••••••• A•••••••• L•• unclassifiedNov 9, 2011 to Sep 17, 2021 · Prospect, Ky
- L•• F•••••••• L•• BD affiliatedDec 11, 2007 to Nov 8, 2011 · Louisville, Ky
- C••••• P••••••• O••• L•• to C••••• P••••••• L••left Apr 21, 2023, registered Apr 25, 2023 (4 days) · corporate re-registration, not a move
- G• J• K••••• I••••••••• A•••••••• L•• to C••••• P••••••• O••• L••left Sep 17, 2021, registered Sep 13, 2021 (-4 days) · Other
- L•• F•••••••• L•• to G• J• K••••• I••••••••• A•••••••• L••left Nov 8, 2011, registered Nov 9, 2011 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address