DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• M•••••• W••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 5361310

Feed of 09/14/2026

Also filed as M•••••• Dicato

At current firm

0 y

since Jan 14, 2026

In the industry

18 y

since Nov 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jan 14, 2026 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Dec 20, 2025 · Irvine, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 11, 2011 to Sep 7, 2023 · Beverly Hills, Ca
T• A••••••••• I••• former
Jan 11, 2011 to Oct 14, 2022 · Beverly Hills, Ca
S•••••••• A••••••• L•• national BD
Aug 21, 2008 to Apr 9, 2009 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••
left Dec 20, 2025, registered Jan 14, 2026 (25 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Jan 11, 2011 (-4294 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to T• A••••••••• I•••
left Apr 9, 2009, registered Jan 11, 2011 (642 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

M•••••• M•••••• W•••••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2026-01-14)
Dec 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address