DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Empirikal Partners LLC

STATE REGISTEREDCRD 282691websiteIAPD
Latest filing Sep 4, 2026
First filing on the tape Sep 4, 2026 · 1 filings
RAUM
$87.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$87.5M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
RAUM per advisor
$9.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
22derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$354,015derivedHNW RAUM over HNW clients
Average account
$439,698derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived9 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$48.5M55%
  • Individuals$39.0M45%
Individual clients
62reported
HNW clients
137reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
199reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Eric Wayne HardingPhoenix, AzSep 7, 201634 y2
Alexander Joseph CorrierePhoenix, Az May 11, 202027 y5
William John KosicChartered Financial ConsultantTownsend, Ga May 18, 202238 y5
Quincy Deearl CaldwellKaty, Tx Jan 9, 202316 y6
Jenna A BrownSyracuse, Ny Jul 17, 202314 y5
Joseph John GormleyPhoenix, Az Dec 19, 202336 y7
Jackson Robert PaulishakPhoenix, Az Mar 18, 202431 y4
Thomas M MurphyEdgewater, Nj Jan 1, 202617 y3
Edgar Ochoa BenitezZephyrhills, Fl Apr 14, 202611 y1
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Phoenix, Az920
Hattiesburg, Ms000
Hoboken, Nj001
Yukon, Ok000
Carlsbad, Ca000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
6 dated events
  • Nicholas Clark Minter left Empirikal Partners Llc for Voya Financial Advisors, Inc. (registered 2026-07-14)
    May 12, 2026 · Advisor changed firm · fact
  • Travis Salley left Empirikal Partners Llc for Zero Day Capital Enterprises Llc (registered 2024-05-14)
    Jul 12, 2024 · Advisor changed firm · fact
  • Mark Lloyd Post left Empirikal Partners Llc for Zero Day Capital Enterprises Llc (registered 2024-06-07)
    Jul 12, 2024 · Advisor changed firm · fact
  • Erick Glenn Schenkhuizen left Empirikal Partners Llc for Tactive Advisors, Llc (registered 2024-04-08)
    May 17, 2024 · Advisor changed firm · fact
  • Edward Eugene Vela left Empirikal Partners Llc for Zero Day Capital Enterprises Llc (registered 2024-10-17)
    Jan 31, 2024 · Advisor changed firm · fact
  • Kevin Lin left Empirikal Partners Llc for Golden Eagle Capital Advisors, Inc. (registered 2023-10-11)
    Feb 2, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/EMPIRIKAL-PARTNERS-LLCreportedpublic record, Form ADV, Sep 17, 2026
Website
EMPIRIKALPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
480-558-6167reportedpublic record, Form ADV, Sep 4, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026