DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• K••• T•••••••
Feed of 09/15/2026
Also filed as M•••••• K••• T•••••••
At current firm
1 y
since May 15, 2025
In the industry
19 y
since Jul 16, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Centerville, Oh
- C••• F•••••••• S•••••••• L••• formerFeb 23, 2016 to May 15, 2025 · Springboro, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedFeb 28, 2013 to Feb 23, 2016 · Dayton, Oh
- C••••• A••••••• L•• formerMay 29, 2012 to Mar 4, 2013 · Cincinnati, Oh
- U••• B•••••• I••••••••• I••• formerMar 17, 2010 to Jun 1, 2012 · Cincinnati, Oh
- C•••• I••••••••• S••••••• C•••• formerOct 1, 2008 to Mar 10, 2010 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- K•• I••••••••• S••••••• L•• to C••• F•••••••• S•••••••• L•••left Feb 23, 2016, registered Feb 23, 2016 (0 days) · Other
- C••••• A••••••• L•• to K•• I••••••••• S••••••• L••left Mar 4, 2013, registered Feb 28, 2013 (-4 days) · Other
- U••• B•••••• I••••••••• I••• to C••••• A••••••• L••left Jun 1, 2012, registered May 29, 2012 (-3 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Mar 10, 2010, registered Mar 17, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address