RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J•••• S••••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 17, 2026 · Irvine, Ca
- M••••• S•••••• wirehouseSep 19, 2023 to Apr 23, 2026 · Long Beach, Ca
- T•• B•••••• G•••• W••••• A•••••••• L•• otherOct 25, 2022 to Sep 6, 2023 · Tampa, Fl
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 23, 2026, registered Jul 17, 2026 (85 days) · Other
- T•• B•••••• G•••• W••••• A•••••••• L•• to M••••• S••••••left Sep 6, 2023, registered Sep 19, 2023 (13 days) · Other
- D••••• J•••• S•••••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-07-17)Apr 23, 2026 · Advisor changed firm · fact
- D••••• J•••• S•••••••• left T•• B•••••• G•••• W••••• A•••••••• L•• for M••••• S•••••• (registered 2023-09-19)Sep 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address