DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• P•••• M•••••

F•••• P••••••• W•••••• L••independent RIAHialeah, FlIA-onlyIAPD 5367370

Feed of 09/14/2026

Also filed as J••••• P•••• M•••••

At current firm

1 y

since Jul 21, 2025

In the industry

17 y

since Oct 21, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jul 21, 2025 · Hialeah, Fl
C•••••••• M••••••••• G•••• former
Jan 3, 2023 to Sep 23, 2025 · Hialeah, Fl
C•••••• S••••• • C••• I••• national BD
Nov 22, 2022 to Dec 22, 2022 · Radnor, Pa
T• A••••••••• I••• former
Oct 4, 2022 to Oct 14, 2022 · Radnor, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 4, 2022 to Dec 22, 2022 · Radnor, Pa
F••••• I••••••••• independent RIA
Mar 22, 2021 to Jul 11, 2022 · Allentown, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 18, 2009 to Mar 16, 2021 · West Marlton, Nj
T• A••••••••• I••• former
Dec 18, 2009 to Mar 16, 2021 · West Marlton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2008 to May 21, 2009 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••
left Sep 23, 2025, registered Jul 21, 2025 (-64 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 22, 2022, registered Nov 22, 2022 (-30 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to C•••••••• M••••••••• G••••
left Dec 22, 2022, registered Jan 3, 2023 (12 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Oct 4, 2022 (-10 days) · corporate re-registration, not a move
F••••• I••••••••• to T• A••••••••• I•••
left Jul 11, 2022, registered Oct 4, 2022 (85 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Mar 16, 2021, registered Dec 18, 2009 (-4106 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to F••••• I•••••••••
left Mar 16, 2021, registered Mar 22, 2021 (6 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left May 21, 2009, registered Dec 18, 2009 (211 days) · Other

Signals

J••••• P•••• M••••• left C•••••• S••••• • C••• I••• for C•••••••• M••••••••• G•••• (registered 2023-01-03)
Dec 22, 2022 · Advisor changed firm · fact
J••••• P•••• M••••• left F••••• I••••••••• for T• A••••••••• I••• (registered 2022-10-04)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address