L••••• A•••• M•••••

• M••••• S•••••• wirehouse current
  since May 29, 2023 · Santa Monica, Ca
• R•• C•••••• M••••••• L•• national BD
  Sep 16, 2008 to Jun 16, 2023 · Beverly Hills, Ca
• W•••• F•••• A••••••• wirehouse
  May 8, 2008 to Sep 16, 2008 · Beverly Hills, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 18, 2007 to May 16, 2008 · Newport Beach, Ca

• R•• C•••••• M••••••• L•• to M••••• S••••••
  left Jun 16, 2023, registered May 29, 2023 (-18 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
  left Sep 16, 2008, registered Sep 16, 2008 (0 days) · Wirehouse to affiliated broker-dealer or bank
• A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
  left May 16, 2008, registered May 8, 2008 (-8 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Jun 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address