DFX Intelligence
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Registered advisor
C•••• L•• V•• D••
Feed of 09/14/2026
At current firm
10 y
since Jan 28, 2016
In the industry
18 y
since Aug 4, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 28, 2016 · Grand Rapids, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 11, 2011 to Jan 25, 2016 · Holland, Mi
- E••••• J•••• national BDAug 8, 2008 to Jan 4, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Jan 25, 2016, registered Jan 28, 2016 (3 days) · Other
- E••••• J•••• to F•••• T•••• S••••••••• I•••left Jan 4, 2011, registered Mar 11, 2011 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address