RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•• C•••
- P•••••••• S••••••••• I••• BD affiliated currentsince Aug 16, 2024 · Alexandria, Va
- H••••••• F•••• asset managerApr 16, 2019 to Apr 20, 2021 · N. Bethesada, Md
- P•••••••• S••••••••• I••• BD affiliatedJul 30, 2012 to Apr 11, 2019 · Dublin, Oh
- M••••• S•••••• wirehouseJun 18, 2010 to Sep 2, 2010 · Columbus, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 31, 2007 to Feb 19, 2009 · Columbus, Oh
- H••••••• F•••• to P•••••••• S••••••••• I•••left Apr 20, 2021, registered Aug 16, 2024 (1214 days) · Other
- P•••••••• S••••••••• I••• to H••••••• F••••left Apr 11, 2019, registered Apr 16, 2019 (5 days) · Other
- M••••• S•••••• to P•••••••• S••••••••• I•••left Sep 2, 2010, registered Jul 30, 2012 (697 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Feb 19, 2009, registered Jun 18, 2010 (484 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address