DFX Intelligence
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Registered advisor
W•••••• M•••••• J• G••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as W•••••• M•••••• G••••••••• J••••• G••••
At current firm
10 y
since Mar 2, 2016
In the industry
18 y
since Jan 24, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Mar 2, 2016 · Orlando, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 9, 2013 to Aug 27, 2015 · Atlanta, Ga
- M•• F•••••••• S•••••••• I••• formerFeb 27, 2012 to Aug 20, 2013 · Atlanta, Ga
- E••••• J•••• national BDDec 16, 2009 to Nov 4, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to S••••• W••••• A•••••••• I•••left Aug 27, 2015, registered Mar 2, 2016 (188 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Aug 20, 2013, registered Oct 9, 2013 (50 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Nov 4, 2011, registered Feb 27, 2012 (115 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address