DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Scott

Td Private Client Wealth LLCBD affiliatedAsheville, Nc dual registrantIAPD 5370297

Feed of 09/15/2026

Also filed as Michael S Scott

At current firm

0 y

since Aug 19, 2026

In the industry

19 y

since Aug 23, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Td Private Client Wealth LLC BD affiliated current
since Aug 19, 2026 · Asheville, Nc
Allstate Financial Advisors, LLC BD affiliated
Nov 12, 2024 to Jun 30, 2026 · Gorham, Me
Td Private Client Wealth LLC BD affiliated
Jun 2, 2021 to Nov 12, 2024 · Portland, Me
Td Ameritrade Investment Management, LLC former
Apr 13, 2020 to Mar 17, 2021 · South Portland, Me
Td Ameritrade, Inc. former
Apr 13, 2020 to Jan 26, 2021 · Portland, Me
Edward Jones national BD
Aug 26, 2019 to Mar 6, 2020 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to Td Private Client Wealth LLC
left Jun 30, 2026, registered Aug 19, 2026 (50 days) · Affiliated broker-dealer or bank to another
Td Private Client Wealth LLC to Allstate Financial Advisors, LLC
left Nov 12, 2024, registered Nov 12, 2024 (0 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Td Private Client Wealth LLC
left Mar 17, 2021, registered Jun 2, 2021 (77 days) · RIA to affiliated broker-dealer or bank
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jan 26, 2021, registered Apr 13, 2020 (-288 days) · channel change inside one enterprise, not a move
Edward Jones to Td Ameritrade, Inc.
left Mar 6, 2020, registered Apr 13, 2020 (38 days) · Other

Signals

Michael Scott left Allstate Financial Advisors, Llc for Td Private Client Wealth Llc (registered 2026-08-19)
Jun 30, 2026 · Advisor changed firm · fact
Michael Scott left Td Private Client Wealth Llc for Allstate Financial Advisors, Llc (registered 2024-11-12)
Nov 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address