DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••••• S•••••••

M••••• S••••••wirehouseNew York, Nydual registrantIAPD 5371257

Feed of 09/14/2026

Also filed as Andrew Justin Seefried

At current firm

1 y

since Jan 8, 2025

In the industry

19 y

since Jul 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jan 8, 2025 · New York, Ny
C••• P•••••• A•••••••• L•• former
Feb 4, 2022 to Jun 30, 2010 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 4, 2022 to Dec 13, 2024 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Feb 6, 2014 to Jan 12, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Dec 13, 2024, registered Jan 8, 2025 (26 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• S••••••••• L•• to C••• P•••••• A•••••••• L••
left Jan 12, 2022, registered Feb 4, 2022 (23 days) · Other
C••• P•••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 30, 2010, registered Feb 4, 2022 (4237 days) · corporate re-registration, not a move

Signals

A••••• S••••••• left C•••••••• G••••• M•••••• I••• for M••••• S•••••• (registered 2025-01-08)
Dec 13, 2024 · Advisor changed firm · fact
A••••• S••••••• left J••• M••••• S••••••••• L•• for C••• P•••••• A•••••••• L•• (registered 2022-02-04)
Jan 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address