DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erik William O'Neal
Certified Financial Planner
Feed of 09/14/2026
Also filed as Erik William O'Neal
At current firm
9 y
since Oct 18, 2016
In the industry
16 y
since Dec 7, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bryn Mawr Trust Advisors, LLC independent RIA currentsince Oct 18, 2016 · Philadelphia, Pa
- West Capital Management, Inc. formerJun 23, 2014 to Mar 30, 2017 · Philadelphia, Pa
- LPL Financial LLC BD affiliatedSep 18, 2012 to Mar 1, 2013 · Wynnewood, Pa
- Friedenthal Financial, LLC independent RIAJun 20, 2011 to Oct 12, 2011 · Marlton, Nj
- Morgan Stanley wirehouseMar 25, 2011 to Jun 27, 2011 · Philadelphia, Pa
- Msi Financial Services, Inc. formerJan 14, 2010 to Mar 10, 2011 · Plymouth Meeting, Pa
Moves
a registration end followed by a registration begin elsewhere
- West Capital Management, Inc. to Bryn Mawr Trust Advisors, LLCleft Mar 30, 2017, registered Oct 18, 2016 (-163 days) · Other · moved with a team
- LPL Financial LLC to West Capital Management, Inc.left Mar 1, 2013, registered Jun 23, 2014 (479 days) · Other
- Friedenthal Financial, LLC to LPL Financial LLCleft Oct 12, 2011, registered Sep 18, 2012 (342 days) · Other
- Morgan Stanley to Friedenthal Financial, LLCleft Jun 27, 2011, registered Jun 20, 2011 (-7 days) · Other
- Msi Financial Services, Inc. to Morgan Stanleyleft Mar 10, 2011, registered Mar 25, 2011 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address