RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager currentsince Dec 12, 2022 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerSep 25, 2015 to Dec 6, 2022 · Andover, Ma
- P••••• I••••••••• M••••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left Dec 6, 2022, registered Dec 12, 2022 (6 days) · Other
- P••••••••• H•••••••• left P••••• I••••••••• M••••••••• L•• for C••••••• M••••••••• I••••••••• A•••••••• L•• (registered 2022-12-12)Dec 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address