DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D••••• E••••••

M••••• W••••• M••••••••• L••independent RIAWestwood, Nj IA-onlyIAPD 5378008

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Dan E••••••

At current firm

1 y

since Nov 21, 2024

In the industry

15 y

since Jun 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• W••••• M••••••••• L•• independent RIA current
since Nov 21, 2024 · Annapolis, Md
B•• P•••• W••••• former
Mar 10, 2018 to Nov 21, 2024 · Annapolis, Md
O•••• F•• I••• former
Oct 4, 2017 to Feb 28, 2018 · Hunt Valley, Md
S•••••• W••••• M••••••••• L•• independent RIA
Mar 13, 2017 to Apr 10, 2017 · Gaithersburg, Md
S••••••• P••••••• independent RIA
Dec 15, 2011 to Mar 13, 2017 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

B•• P•••• W••••• to M••••• W••••• M••••••••• L••
left Nov 21, 2024, registered Nov 21, 2024 (0 days) · RIA to RIA · moved with a team
O•••• F•• I••• to B•• P•••• W•••••
left Feb 28, 2018, registered Mar 10, 2018 (10 days) · Other
S•••••• W••••• M••••••••• L•• to O•••• F•• I•••
left Apr 10, 2017, registered Oct 4, 2017 (177 days) · Other
S••••••• P••••••• to S•••••• W••••• M••••••••• L••
left Mar 13, 2017, registered Mar 13, 2017 (0 days) · Other

Signals

J••• D••••• E•••••• left B•• P•••• W••••• for M••••• W••••• M••••••••• L•• (registered 2024-11-21)
Nov 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address