RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J••••• M••••••••
- H• W••••• independent RIA currentsince Nov 8, 2021 · Atlanta, Ga
- H•••••• B••• formerOct 16, 2014 to Nov 21, 2021 · Atlanta, Ga
- C•• W••••• A•••••••• L••• independent RIAJun 18, 2013 to Aug 28, 2014 · Falls Church, Va
- S•• F•••••••• I•• formerDec 7, 2010 to Jun 18, 2013 · Rockville, Md
- H•••••• B••• to H• W•••••left Nov 21, 2021, registered Nov 8, 2021 (-13 days) · corporate re-registration, not a move
- C•• W••••• A•••••••• L••• to H•••••• B•••left Aug 28, 2014, registered Oct 16, 2014 (49 days) · Other
- S•• F•••••••• I•• to C•• W••••• A•••••••• L•••left Jun 18, 2013, registered Jun 18, 2013 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address