M•••• F•••• K••••

K•••• F••••••••• L••state registeredWilmington, NcIA-onlyIAPD 5380442

Feed of 09/14/2026

Also filed as M•••• L•••• F••••••••• F• K••••••••• F•••• K••••••••• L•••• F••••

At current firm

8 y

since Mar 21, 2018

In the industry

19 y

since Sep 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

K•••• F••••••••• L•• state registered current
since Mar 21, 2018 · Wilmington, Nc
A•••••• W••••• M••••••••• L•• state registered
Feb 29, 2024 to Jan 2, 2025 · Phoenix, Md
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 25, 2016 to Jan 2, 2018 · Carolina Beach, Nc
C••••••••• F•••••••• N•••••• national BD
Dec 15, 2015 to May 31, 2016 · Wilmington, Nc
C••••••••• F•••••••• N•••••• national BD
Jan 4, 2012 to Nov 17, 2015 · Wilmington, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 14, 2008 to Oct 7, 2011 · Wilmington, Nc
E•••••••• A•••••••• L•• national BD
Oct 11, 2007 to Sep 10, 2008 · Wilmington, Nc

Moves

a registration end followed by a registration begin elsewhere

A•••••• W••••• M••••••••• L•• to no registered destination
left Jan 2, 2025 · Departure, no registered destination
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K•••• F••••••••• L••
left Jan 2, 2018, registered Mar 21, 2018 (78 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left May 31, 2016, registered Jul 25, 2016 (55 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••
left Oct 7, 2011, registered Jan 4, 2012 (89 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 10, 2008, registered Oct 14, 2008 (34 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Jan 2, 2025 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address