J••• D•••• R••••••

• C••••••• S••••••••• I••• BD affiliated current
  since Jan 12, 2016 · Aliquippa, Pa
• P•• W••••• M••••••••• BD affiliated
  May 3, 2011 to Nov 25, 2015 · Chesterfield, Mi
• H••••••••• F•••••••• A••••••• BD affiliated
  Sep 8, 2010 to Mar 22, 2011 · Pittsburgh, Pa
• C••••••• S••••••••• I••• BD affiliated
  May 1, 2008 to Sep 29, 2010 · Pittsburgh, Pa

• P•• W••••• M••••••••• to C••••••• S••••••••• I•••
  left Nov 25, 2015, registered Jan 12, 2016 (48 days) · Other
• H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
  left Mar 22, 2011, registered May 3, 2011 (42 days) · Other
• C••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
  left Sep 29, 2010, registered Sep 8, 2010 (-21 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address