DFX Intelligence
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Registered advisor
J••••• R••••••••
Feed of 09/14/2026
Also filed as J••••• R••••••••• R•••••• R••••••••
At current firm
4 y
since Jul 11, 2022
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 11, 2022 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseJun 27, 2018 to Jul 12, 2022 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 9, 2017 to Jun 19, 2018 · Austin, Tx
- W•••• F•••• A••••••• wirehouseSep 22, 2011 to Jan 18, 2017 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 12, 2022, registered Jul 11, 2022 (-1 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 19, 2018, registered Jun 27, 2018 (8 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 18, 2017, registered Jan 9, 2017 (-9 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJul 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address