DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Douglas Maclean
Certified Financial Planner
Feed of 09/15/2026
Also filed as Daniel Douglas Maclean
At current firm
5 y
since Sep 17, 2021
In the industry
18 y
since Dec 20, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Sep 17, 2021 · Tampa, Fl
- Iht Wealth Management LLC BD affiliatedMay 19, 2021 to Sep 7, 2021 · Tampa, Fl
- Darwin Wealth Management independent RIAJan 19, 2021 to Mar 8, 2021 · Tampa, Fl
- Fidelity Personal And Workplace Advisors formerMar 19, 2019 to Aug 20, 2020 · Tampa, Fl
- Morgan Stanley wirehouseAug 17, 2010 to Mar 8, 2019 · Tampa, Fl
- Ameriprise Financial Services, LLC national BDJan 2, 2008 to Jul 15, 2010 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Iht Wealth Management LLC to J. W. Cole Advisors, Inc.left Sep 7, 2021, registered Sep 17, 2021 (10 days) · RIA to RIA
- Darwin Wealth Management to Iht Wealth Management LLCleft Mar 8, 2021, registered May 19, 2021 (72 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to Darwin Wealth Managementleft Aug 20, 2020, registered Jan 19, 2021 (152 days) · Affiliated broker-dealer or bank to independent RIA
- Morgan Stanley to Fidelity Personal And Workplace Advisorsleft Mar 8, 2019, registered Mar 19, 2019 (11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Ameriprise Financial Services, LLC to Morgan Stanleyleft Jul 15, 2010, registered Aug 17, 2010 (33 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address