DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Juliana Ramirez

J.P. Morgan Securities LLCwirehouseApollo Beach, Fl dual registrantIAPD 5386688

Feed of 09/15/2026

At current firm

3 y

since Apr 3, 2023

In the industry

18 y

since Feb 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Apr 3, 2023 · Tampa, Fl
Td Ameritrade, Inc. former
Apr 11, 2022 to Oct 14, 2022 · Sarasota, Fl
Charles Schwab & Co., Inc. national BD
Nov 7, 2018 to Mar 14, 2023 · Tampa, Fl
T. Rowe Price Advisory Services, Inc. BD affiliated
Jun 14, 2017 to Nov 5, 2018 · Tampa, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 16, 2014 to Apr 24, 2017 · Tampa, Fl
Td Ameritrade Investment Management, LLC former
Aug 28, 2013 to Apr 30, 2014 · Tampa, Fl
Td Ameritrade, Inc. former
Aug 21, 2013 to Apr 30, 2014 · Tampa, Fl
T. Rowe Price Advisory Services, Inc. BD affiliated
Jan 6, 2010 to Aug 7, 2013 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to Td Ameritrade, Inc.
left Mar 14, 2023, registered Apr 11, 2022 (-337 days) · channel change inside one enterprise, not a move
Td Ameritrade, Inc. to J.P. Morgan Securities LLC
left Oct 14, 2022, registered Apr 3, 2023 (171 days) · Other
T. Rowe Price Advisory Services, Inc. to Charles Schwab & Co., Inc.
left Nov 5, 2018, registered Nov 7, 2018 (2 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to T. Rowe Price Advisory Services, Inc.
left Apr 24, 2017, registered Jun 14, 2017 (51 days) · Other
Td Ameritrade Investment Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 30, 2014, registered May 16, 2014 (16 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Apr 30, 2014, registered Aug 28, 2013 (-245 days) · channel change inside one enterprise, not a move
T. Rowe Price Advisory Services, Inc. to Td Ameritrade, Inc.
left Aug 7, 2013, registered Aug 21, 2013 (14 days) · Other

Signals

Juliana Ramirez left Td Ameritrade, Inc. for J.P. Morgan Securities Llc (registered 2023-04-03)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address