DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mazeyar Wofford

Strategic Advisers LLCnational BDFarmington, Mi dual registrantIAPD 5386868

Feed of 09/14/2026

Also filed as Mazey Wofford

At current firm

1 y

since Mar 31, 2025

In the industry

19 y

since Jul 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · Birmingham, Mi
Fidelity Personal And Workplace Advisors former
Jun 4, 2024 to Mar 31, 2025 · Farmington, Mi
Charles Schwab & Co., Inc. national BD
Aug 18, 2023 to May 24, 2024 · Birmingham, Mi
E*Trade Capital Management, LLC former
Aug 4, 2022 to Aug 14, 2023 · Arlington, Va
J.P. Morgan Securities LLC wirehouse
Jun 7, 2021 to Jul 18, 2022 · Troy, Mi

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Charles Schwab & Co., Inc. to Fidelity Personal And Workplace Advisors
left May 24, 2024, registered Jun 4, 2024 (11 days) · Affiliated broker-dealer or bank to another
E*Trade Capital Management, LLC to Charles Schwab & Co., Inc.
left Aug 14, 2023, registered Aug 18, 2023 (4 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to E*Trade Capital Management, LLC
left Jul 18, 2022, registered Aug 4, 2022 (17 days) · Wirehouse to independent RIA

Signals

Mazeyar Wofford left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2024-06-04)
May 24, 2024 · Advisor changed firm · fact
Mazeyar Wofford left E*Trade Capital Management, Llc for Charles Schwab & Co., Inc. (registered 2023-08-18)
Aug 14, 2023 · Advisor changed firm · fact
Mazeyar Wofford left J.P. Morgan Securities Llc for E*Trade Capital Management, Llc (registered 2022-08-04)
Jul 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address