RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Lorenzo Daniel Esparza
- Title
- All Executive Private Wealth Private Equity Venture Capital Corporatereportedmanhattanwest.comfirm site, Sep 15, 2026
- Founder
- “Chief Executive Officer, Founding Principal”reportedmanhattanwest.comthe sentence on the bio page
- Partner or owner
- “Chief Executive Officer, Founding Principal”reportedmanhattanwest.comthe sentence on the bio page
- Investment committee
- “Esparza chairs the firm's Investment Committee.”reportedmanhattanwest.comthe sentence on the bio page
- Professional profile
- manhattanwest.com/team/lorenzo-esparzareportedmanhattanwest.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Manhattan West Asset Management, LLC independent RIA currentsince Jun 1, 2016 · Los Angeles, Ca
- J.P. Morgan Securities LLC wirehouseDec 16, 2011 to Jun 7, 2016 · Los Angeles, Ca
- RBC Capital Markets, LLC national BDMay 6, 2009 to Dec 22, 2011 · Beverly Hills, Ca
- Alliancebernstein L.P. otherSep 5, 2007 to May 6, 2009 · Los Angeles, Ca
- J.P. Morgan Securities LLC to Manhattan West Asset Management, LLCleft Jun 7, 2016, registered Jun 1, 2016 (-6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- RBC Capital Markets, LLC to J.P. Morgan Securities LLCleft Dec 22, 2011, registered Dec 16, 2011 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- Alliancebernstein L.P. to RBC Capital Markets, LLCleft May 6, 2009, registered May 6, 2009 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address