DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D••••• B•••

L•• F•••••••• L••BD affiliatedAlbany, Nydual registrantIAPD 5388062

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• B•••

At current firm

0 y

since Feb 25, 2026

In the industry

19 y

since Aug 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 25, 2026 · Albany, Ny
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Feb 18, 2026 · Albany, Ny
S••••••••• A•••••• A•••••••• I••• former
Oct 21, 2022 to Jun 14, 2024 · Slingerlands, Ny
P•••••• A•••••• G••••• L•• BD affiliated
Aug 9, 2013 to Nov 7, 2022 · Albany, Ny
V•••• F•••••••• A•••••••• I••• BD affiliated
Jan 6, 2010 to Aug 23, 2013 · Latham, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Feb 18, 2026, registered Feb 25, 2026 (7 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
P•••••• A•••••• G••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Nov 7, 2022, registered Oct 21, 2022 (-17 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to P•••••• A•••••• G••••• L••
left Aug 23, 2013, registered Aug 9, 2013 (-14 days) · Other

Signals

J•••• D••••• B••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-02-25)
Feb 18, 2026 · a•••••• firm change · fact
J•••• D••••• B••• left P•••••• A•••••• G••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-10-21)
Nov 7, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address