DFX Intelligence
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Registered advisor
G•••••• E•••••• V••••••
Feed of 09/19/2026
Also filed as G•••••• E• V••••••••• V••••••••• V••••••
At current firm
3 y
since May 30, 2023
In the industry
13 y
since Jun 25, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 18, 2026 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BD currentsince May 30, 2023 · Maricopa, Az
- E••••• J•••• national BDNov 25, 2019 to Dec 7, 2021 · Turlock, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 8, 2019 to Dec 4, 2019 · Modesto, Ca
- M••••• S•••••• wirehouseAug 9, 2016 to Mar 15, 2019 · Modesto, Ca
- C•••••• S••••• • C••• I••• national BDJan 27, 2015 to Dec 23, 2015 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Dec 7, 2021, registered May 30, 2023 (539 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to E••••• J••••left Dec 4, 2019, registered Nov 25, 2019 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Mar 15, 2019, registered Apr 8, 2019 (24 days) · Wirehouse to wirehouse · moved with a team
- C•••••• S••••• • C••• I••• to M••••• S••••••left Dec 23, 2015, registered Aug 9, 2016 (230 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 18, 2026 · New state registration · fact
- ••• LockedSep 18, 2026 · New state registration · fact
- ••• LockedAug 24, 2026 · New state registration · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address