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Registered advisor
G•••••• S•••• S•••••
Feed of 09/14/2026
Also filed as G•••••• S•••••
At current firm
10 y
since Jun 24, 2016
In the industry
19 y
since Aug 31, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••• H•••• A•••• M••••••••• L•• state registered currentsince Apr 18, 2017 · New Braunfels, Tx
- S•••• T•••• C•••••• A•••••••• L•• independent RIA currentsince Jun 24, 2016 · New Braunfels, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 8, 2015 to Jul 18, 2016 · New Braunfels, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 19, 2015 · New Braunfels, Tx
- C•••• I••••••••• S••••••• C•••• formerJun 19, 2009 to Oct 1, 2012 · New Braunfels, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••• T•••• C•••••• A•••••••• L••left Jul 18, 2016, registered Jun 24, 2016 (-24 days) · Other · moved with a team
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 19, 2015, registered May 8, 2015 (-11 days) · Other · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address