DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J•••• R•••••••

F•••• P••••••• W•••••• L••independent RIAWest Hartford, CtIA-onlyIAPD 5390970

Certified Financial Planner

Feed of 09/14/2026

Also filed as Chris R•••••••

At current firm

1 y

since Nov 7, 2024

In the industry

19 y

since Aug 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Nov 7, 2024 · West Hartford, Ct
G•• F•••••••• S••••••••• L•• former
Nov 20, 2023 to Dec 6, 2024 · West Hartford, Ct
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 10, 2023 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jun 17, 2011 to Jul 13, 2018 · Overland Park, Ks
E•••••••• A•••••••• L•• national BD
May 19, 2008 to Aug 4, 2010 · Williamsville, Ny

Moves

a registration end followed by a registration begin elsewhere

G•• F•••••••• S••••••••• L•• to F•••• P••••••• W•••••• L••
left Dec 6, 2024, registered Nov 7, 2024 (-29 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to G•• F•••••••• S••••••••• L••
left Oct 10, 2023, registered Nov 20, 2023 (41 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to S•••••••• A••••••• L••
left Aug 4, 2010, registered Jun 17, 2011 (317 days) · Affiliated broker-dealer or bank to another

Signals

C••••••••• J•••• R••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for G•• F•••••••• S••••••••• L•• (registered 2023-11-20)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address