DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Luke Hopkins

Wells Fargo AdvisorswirehouseRaleigh, Nc dual registrantIAPD 5391482

Feed of 09/15/2026

Also filed as Luke Nmi Hopkins

At current firm

3 y

since Jan 5, 2023

In the industry

19 y

since Jun 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jan 5, 2023 · Raleigh, Nc
MML Investors Services, LLC BD affiliated
Sep 20, 2019 to Jan 9, 2023 · Raleigh, Nc
Intervest International, Inc. former
Feb 1, 2019 to Aug 14, 2019 · Garner, Nc
First Command Advisory Services BD affiliated
Dec 15, 2015 to Jan 10, 2019 · Fort Worth, Tx
First Command Financial Planning, Inc. former
Jan 2, 2008 to Dec 15, 2015 · Fayetteville, Nc

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Wells Fargo Advisors
left Jan 9, 2023, registered Jan 5, 2023 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Intervest International, Inc. to MML Investors Services, LLC
left Aug 14, 2019, registered Sep 20, 2019 (37 days) · RIA to affiliated broker-dealer or bank
First Command Advisory Services to Intervest International, Inc.
left Jan 10, 2019, registered Feb 1, 2019 (22 days) · Affiliated broker-dealer or bank to independent RIA
First Command Financial Planning, Inc. to First Command Advisory Services
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

Luke Hopkins left Mml Investors Services, Llc for Wells Fargo Advisors (registered 2023-01-05)
Jan 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address