DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Howard Pardieck
Feed of 09/14/2026
Also filed as Douglas Pardieck
At current firm
1 y
since Mar 12, 2025
In the industry
18 y
since Sep 27, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince Mar 12, 2025 · New York, Ny
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 27, 2017 to Mar 17, 2025 · Golden, Co
- Prime Capital Financial mixed wealthJul 27, 2017 to Nov 27, 2017 · Greenwood Village, Co
- Lawing Financial Inc formerMay 2, 2016 to Oct 13, 2017 · Greenwood Village, Co
- Edward Jones national BDOct 11, 2007 to Mar 17, 2016 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Arax Advisory Partnersleft Mar 17, 2025, registered Mar 12, 2025 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- Prime Capital Financial to Cambridge Investment Research Advisors, Inc.left Nov 27, 2017, registered Nov 27, 2017 (0 days) · Other
- Lawing Financial Inc to Prime Capital Financialleft Oct 13, 2017, registered Jul 27, 2017 (-78 days) · corporate re-registration, not a move
- Edward Jones to Lawing Financial Incleft Mar 17, 2016, registered May 2, 2016 (46 days) · Other
Signals
- Douglas Howard Pardieck left Cambridge Investment Research Advisors, Inc. for Arax Advisory Partners (registered 2025-03-12)Mar 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address