DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J• P•••••••••

C••••••••• W•••••• L••independent RIAHudson, Wi dual registrantIAPD 5391886

Feed of 09/14/2026

Also filed as Brad P•••••••••

At current firm

1 y

since Nov 4, 2024

In the industry

19 y

since Aug 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W•••••• L•• independent RIA current
since Nov 4, 2024 · Overland Park, Ks
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Nov 5, 2024 · W•••••••, Mn
W••••••• F•••••••• S•••••••• I••• former
Jun 30, 2020 to Jan 19, 2024 · W•••••••, Mn
C••••• A•••••• N••••••• L•• former
Apr 10, 2015 to Jul 2, 2020 · Bayport, Mn
I••••••••• C•••••• O• A••••••• I••• former
Apr 29, 2008 to Apr 13, 2015 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••••••• W•••••• L••
left Nov 5, 2024, registered Nov 4, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
C••••• A•••••• N••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Jul 2, 2020, registered Jun 30, 2020 (-2 days) · Affiliated broker-dealer or bank to another
I••••••••• C•••••• O• A••••••• I••• to C••••• A•••••• N••••••• L••
left Apr 13, 2015, registered Apr 10, 2015 (-3 days) · Other

Signals

B•••••• J• P••••••••• left O•••• W•••••• I••• for C••••••••• W•••••• L•• (registered 2024-11-04)
Nov 5, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address