RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• G•••••• W•••••
- P••••••••• W••••• S••••••••• L•• state registered currentsince Apr 22, 2019 · Bloomfield Hills, Mi
- P••••••• A••••••••• L•• independent RIAFeb 14, 2018 to Apr 18, 2019 · Bloomfield Hills, Mi
- W••••••••• A•••••••• L•• formerJan 12, 2015 to Feb 9, 2018 · Bloomfield Hills, Mi
- P••••••• A••••••••• L•• independent RIAJan 12, 2015 to Feb 9, 2018 · Bloomfield Hills, Mi
- J••••• H•••••••• W••• L••••• L•• formerMar 5, 2013 to Jan 2, 2015 · Birmingham, Mi
- C•• A•••• M••••••••• I••• independent RIAMay 9, 2012 to Jun 4, 2013 · Southfield, Mi
- U•• F•••••••• S••••••• I••• wirehouseOct 5, 2010 to Jun 3, 2011 · Birmingham, Mi
- P••••••• A••••••••• L•• to P••••••••• W••••• S••••••••• L••left Apr 18, 2019, registered Apr 22, 2019 (4 days) · RIA to a state-registered adviser
- W••••••••• A•••••••• L•• to P••••••• A••••••••• L••left Feb 9, 2018, registered Jan 12, 2015 (-1124 days) · Other · moved with a team
- J••••• H•••••••• W••• L••••• L•• to W••••••••• A•••••••• L••left Jan 2, 2015, registered Jan 12, 2015 (10 days) · Other
- C•• A•••• M••••••••• I••• to J••••• H•••••••• W••• L••••• L••left Jun 4, 2013, registered Mar 5, 2013 (-91 days) · Other
- U•• F•••••••• S••••••• I••• to C•• A•••• M••••••••• I•••left Jun 3, 2011, registered May 9, 2012 (341 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address