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Registered advisor
J•••••• D••• W••••
Feed of 09/14/2026
Also filed as Jessica Thomas
At current firm
7 y
since Sep 13, 2019
In the industry
14 y
since Dec 15, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 13, 2019 · Sacramento, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 5, 2022 to Sep 7, 2023 · Sacramento, Ca
- T• A••••••••• I••• formerJun 5, 2022 to Oct 14, 2022 · Sacramento, Ca
- E•••••• F•••••••• E•••••• independent RIAJul 11, 2018 to Aug 23, 2019 · Roseville, Ca
- S•••••••• A••••••• L•• national BDJan 31, 2012 to Aug 24, 2012 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to no registered destinationleft Sep 7, 2023 · Departure, no registered destination
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jun 5, 2022 (-131 days) · corporate re-registration, not a move
- E•••••• F•••••••• E•••••• to C•••••• S••••• • C••• I•••left Aug 23, 2019, registered Sep 13, 2019 (21 days) · RIA to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to E•••••• F•••••••• E••••••left Aug 24, 2012, registered Jul 11, 2018 (2147 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- J•••••• D••• W•••• no longer registered at T• A••••••••• I••••••••• M••••••••• L••; no later IA registration on IAPDSep 7, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address