RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• E• G•••••••
- Professional profile
- linkedin.com/in/jon-gauthier-cfpreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C••••••• independent RIA currentsince Jan 31, 2024 · Greenville, Sc
- J•• W•••••• L•• formerSep 6, 2019 to Dec 31, 2023 · Greenville, Sc
- H••••• R•••• formerJun 19, 2017 to Sep 4, 2019 · Charlotte, Nc
- V••••••••• W••••• M••••••••• L•• formerDec 12, 2016 to May 9, 2017 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDMay 16, 2011 to Dec 12, 2016 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 9, 2007 to May 23, 2011 · Charlotte, Nc
- J•• W•••••• L•• to C•••••••left Dec 31, 2023, registered Jan 31, 2024 (31 days) · RIA to RIA · moved with a team
- H••••• R•••• to J•• W•••••• L••left Sep 4, 2019, registered Sep 6, 2019 (2 days) · RIA to RIA
- V••••••••• W••••• M••••••••• L•• to H••••• R••••left May 9, 2017, registered Jun 19, 2017 (41 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••••••••• W••••• M••••••••• L••left Dec 12, 2016, registered Dec 12, 2016 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left May 23, 2011, registered May 16, 2011 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- J•• E• G••••••• left J•• W•••••• L•• for Colarion (registered 2024-01-31)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address