RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T• M•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerJan 26, 2016 to Nov 14, 2024 · Denver, Co
- D••••• M•••• M••••••• L•• formerFeb 17, 2011 to Jan 19, 2016 · D•••••, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 14, 2007 to Feb 4, 2011 · D•••••, Co
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- D••••• M•••• M••••••• L•• to B••••••••• S•••••••• W•••••• L••left Jan 19, 2016, registered Jan 26, 2016 (7 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••• M•••• M••••••• L••left Feb 4, 2011, registered Feb 17, 2011 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address