RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•• H•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 22, 2023 · Omaha, Ne
- T• A••••••••• I••• formerMar 1, 2018 to Sep 11, 2019 · Lincoln, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Sep 11, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerApr 5, 2017 to Feb 26, 2018 · Saint Louis, Mo
- A••••••• A••••••• S••••••• formerAug 29, 2008 to Dec 16, 2008 · Lincoln, Ne
- E••••• J•••• national BDOct 18, 2007 to Apr 17, 2008 · Lincoln, Ne
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 11, 2019, registered Mar 1, 2018 (-559 days) · corporate re-registration, not a move
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Sep 11, 2019, registered Jun 22, 2023 (1380 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- A••••••• A••••••• S••••••• to S•••••••• I••••••••• M•••••••••left Dec 16, 2008, registered Apr 5, 2017 (3032 days) · Other
- E••••• J•••• to A••••••• A••••••• S•••••••left Apr 17, 2008, registered Aug 29, 2008 (134 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address