RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• X••• N•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Las Vegas, Nv
- C•••••••• M••••••••• G•••• formerOct 31, 2016 to Sep 23, 2025 · Las Vegas, Nv
- B••••••• I••••••••• S•••••••• I••• ••••• formerJul 13, 2015 to Mar 25, 2016 · Henderson, Nv
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 3, 2011 to Jul 17, 2015 · Las Vegas, Nv
- T• A••••••••• I••• formerMay 3, 2011 to Jul 17, 2015 · Las Vegas, Nv
- E••••• J•••• national BDOct 26, 2007 to Apr 6, 2009 · Las Vegas, Nv
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 2, 2025 (-83 days) · corporate re-registration, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to C•••••••• M••••••••• G••••left Mar 25, 2016, registered Oct 31, 2016 (220 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 17, 2015, registered May 3, 2011 (-1536 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Jul 17, 2015, registered Jul 13, 2015 (-4 days) · Other
- E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 6, 2009, registered May 3, 2011 (757 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address