RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••••• J••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 20, 2026 · Cumming, Ga
- M••••• S•••••• wirehouseSep 5, 2023 to May 7, 2026 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerMay 19, 2022 to Sep 5, 2023 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 11, 2020 to Mar 16, 2022 · New York, Ny
- M••••• S•••••• to W•••• F•••• A•••••••left May 7, 2026, registered Apr 20, 2026 (-17 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Mar 16, 2022, registered May 19, 2022 (64 days) · Wirehouse to independent RIA · moved with a team
- D•••• J••••• J•••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2026-04-20)May 7, 2026 · Advisor changed firm · fact
- D•••• J••••• J•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-05-19)Mar 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address