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Registered advisor
C••••••••• C•••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chris M•••••
At current firm
0 y
since Dec 18, 2025
In the industry
19 y
since Jun 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Dec 18, 2025 · Knoxville, Tn
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• managerApr 4, 2017 to Jan 13, 2026 · Knoxville, Tn
- U••• B•••••• I••••••••• I••• formerNov 1, 2016 to Mar 24, 2017 · Seymour, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 27, 2007 to Oct 31, 2016 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- C••••••• P••••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Jan 13, 2026, registered Dec 18, 2025 (-26 days) · channel change inside one enterprise, not a move · moved with a team
- U••• B•••••• I••••••••• I••• to C••••••• P••••••• I••••••••• A•••••••• L••left Mar 24, 2017, registered Apr 4, 2017 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Oct 31, 2016, registered Nov 1, 2016 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address