RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T••••• B•••••
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Dec 18, 2025 · Boston, Ma
- S•• W••••• independent RIA currentsince Feb 23, 2022 · Boston, Ma
- S•• I••••••••• S••••••• I••• formerSep 6, 2017 to Jul 29, 2022 · Newton, Ma
- S•• A•••• M••••••••• otherDec 20, 2016 to Jan 17, 2017 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 11, 2010 to May 15, 2014 · Boston, Ma
- S•• I••••••••• S••••••• I••• to S•• W•••••left Jul 29, 2022, registered Feb 23, 2022 (-156 days) · corporate re-registration, not a move
- S•• A•••• M••••••••• to S•• I••••••••• S••••••• I•••left Jan 17, 2017, registered Sep 6, 2017 (232 days) · Other
- C•••••••• G••••• M•••••• I••• to S•• A•••• M•••••••••left May 15, 2014, registered Dec 20, 2016 (950 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address