RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S••••• M••••••
- G•••• W••••• M••••••••• L•• independent RIA currentsince Dec 23, 2025 · Alpharetta, Ga
- F•••••••• R•••••••• G•••• unclassifiedJan 23, 2018 to Jul 20, 2023 · Newport Beach, Ca
- F•••••••• R•••••••• G•••• unclassifiedOct 10, 2014 to Dec 31, 2017 · Newport Beach, Ca
- S•• F••••••••• L•• independent RIAJul 3, 2013 to Oct 10, 2014 · Newport Beach, Ca
- F• A•••••• N••••••• L••• formerNov 9, 2010 to Aug 23, 2013 · Irvine, Ca
- U•• W••••• M••••••••• L•• formerSep 3, 2007 to Sep 27, 2010 · Laguna Niguel, Ca
- F•••••••• R•••••••• G•••• to G•••• W••••• M••••••••• L••left Jul 20, 2023, registered Dec 23, 2025 (887 days) · Other
- S•• F••••••••• L•• to F•••••••• R•••••••• G••••left Oct 10, 2014, registered Oct 10, 2014 (0 days) · Other
- F• A•••••• N••••••• L••• to S•• F••••••••• L••left Aug 23, 2013, registered Jul 3, 2013 (-51 days) · Other
- U•• W••••• M••••••••• L•• to F• A•••••• N••••••• L•••left Sep 27, 2010, registered Nov 9, 2010 (43 days) · Other
- R••••• S••••• M•••••• left F•••••••• R•••••••• G•••• for G•••• W••••• M••••••••• L•• (registered 2025-12-23)Jul 20, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address