DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brice W Hartsuch
Feed of 09/14/2026
At current firm
4 y
since Feb 9, 2022
In the industry
19 y
since Aug 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Feb 9, 2022 · Beckley, Wv
- On Investment Management Co BD affiliatedApr 30, 2019 to Feb 9, 2022 · Beckley, Wv
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to May 1, 2019 · Beckley, Wv
- Chase Investment Services Corp. formerNov 9, 2010 to Oct 1, 2012 · Beckley, Wv
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to Cambridge Investment Research Advisors, Inc.left Feb 9, 2022, registered Feb 9, 2022 (0 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to On Investment Management Coleft May 1, 2019, registered Apr 30, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Brice W Hartsuch left On Investment Management Co for Cambridge Investment Research Advisors, Inc. (registered 2022-02-09)Feb 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address