RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• T••• C•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 10, 2025 · Holland, Mi
- L•• F•••••••• L•• BD affiliatedMar 12, 2025 to Nov 14, 2025 · Holland, Mi
- O•••• I••••••••• I••• BD affiliatedNov 10, 2011 to Mar 11, 2025 · Allendale, Mi
- P•• W••••• M••••••••• BD affiliatedApr 21, 2010 to Oct 27, 2011 · Indianapolis, In
- S••••• B•••• I••••••••• A•••••••• L•• formerMar 22, 2010 to Jun 22, 2010 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDJan 28, 2008 to Aug 27, 2009 · Carmel, In
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Nov 14, 2025, registered Nov 10, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to L•• F•••••••• L••left Mar 11, 2025, registered Mar 12, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•• W••••• M••••••••• to O•••• I••••••••• I•••left Oct 27, 2011, registered Nov 10, 2011 (14 days) · Other
- S••••• B•••• I••••••••• A•••••••• L•• to P•• W••••• M•••••••••left Jun 22, 2010, registered Apr 21, 2010 (-62 days) · Other
- R•••••• J•••• • A••••••••• I••• to S••••• B•••• I••••••••• A•••••••• L••left Aug 27, 2009, registered Mar 22, 2010 (207 days) · Other
- G••• T••• C••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-11-10)Nov 14, 2025 · Advisor changed firm · fact
- G••• T••• C••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-03-12)Mar 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address