RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• T•••••••
- F••••• I••••••••• independent RIA currentsince Feb 23, 2017 · Plano, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 1, 2011 to Feb 3, 2017 · Portland, Or
- S••••••• F•••••••• S•••••••• I••• formerFeb 22, 2008 to Nov 22, 2011 · Portland, Or
- C•• S••••••••• L•• formerFeb 22, 2008 to Nov 22, 2011 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F••••• I•••••••••left Feb 3, 2017, registered Feb 23, 2017 (20 days) · Other
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Nov 22, 2011, registered Feb 22, 2008 (-1369 days) · channel change inside one enterprise, not a move
- S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••left Nov 22, 2011, registered Feb 22, 2008 (-1369 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address