DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A•• H•••

J••• M••••• S••••••••• L••wirehouseColumbus, Oh dual registrantIAPD 5409862

Feed of 09/14/2026

Also filed as Gina Hall

At current firm

0 y

since Apr 17, 2026

In the industry

18 y

since Nov 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 17, 2026 · Denver, Co
R•• C•••••• M••••••• L•• national BD
Jul 8, 2024 to Apr 16, 2026 · Commerce City, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 7, 2017 to Jun 20, 2024 · Salt Lake City, Ut
W•••• F•••• A••••••• wirehouse
Aug 24, 2015 to Mar 8, 2017 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to J••• M••••• S••••••••• L••
left Apr 16, 2026, registered Apr 17, 2026 (1 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
left Jun 20, 2024, registered Jul 8, 2024 (18 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 8, 2017, registered Sep 7, 2017 (183 days) · Wirehouse to wirehouse

Signals

R••••• A•• H••• left R•• C•••••• M••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-04-17)
Apr 16, 2026 · Advisor changed firm · fact
R••••• A•• H••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L•• (registered 2024-07-08)
Jun 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address