RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• C• W••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Apr 18, 2022 · Berwyn, Pa
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 26, 2016 to Mar 31, 2022 · Mount Laurel, Nj
- N•• A•••••• S•••••••• L•• formerJan 21, 2016 to Sep 22, 2016 · Mount Laurel, Nj
- H••••••• F•••• asset managerAug 25, 2015 to Jan 7, 2016 · Wayne, Pa
- P•• W••••• M••••••••• BD affiliatedApr 17, 2013 to Sep 5, 2013 · Willow Grove, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 25, 2007 to Apr 5, 2012 · Pennington, Nj
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Apr 18, 2022 (18 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 26, 2016 (-149 days) · corporate re-registration, not a move
- H••••••• F•••• to N•• A•••••• S•••••••• L••left Jan 7, 2016, registered Jan 21, 2016 (14 days) · Other
- P•• W••••• M••••••••• to H••••••• F••••left Sep 5, 2013, registered Aug 25, 2015 (719 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Apr 5, 2012, registered Apr 17, 2013 (377 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address