DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Justin A Hart
At current firm
3 y
since Apr 3, 2023
In the industry
18 y
since Nov 14, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Tao Private Wealth, LLC independent RIA currentsince May 28, 2026 · Tulsa, Ok
- Cs Planning Corp independent RIA currentsince Apr 3, 2023 · Portland, Or
- Strategic Advisers LLC national BDAug 11, 2009 to Jan 14, 2014 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Cs Planning Corpleft Jan 14, 2014, registered Apr 3, 2023 (3366 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address