RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- H•••••• T••••••• • K•••• L•• independent RIA currentsince Jan 29, 2024 · Leawood, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDOct 9, 2020 to Jun 27, 2023 · Minnetonka, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 19, 2013 to May 10, 2019 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Jun 27, 2023, registered Jan 29, 2024 (216 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 10, 2019, registered Oct 9, 2020 (518 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• B••••••••• left A••••••••• F•••••••• S•••••••• L•• for H•••••• T••••••• • K•••• L•• (registered 2024-01-29)Jun 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address